Unclaimed
Neal Phillip Engwall is a financial professional with over 30 years of experience in the industry. Neal is currently registered with G. A. Repple & Co. in Florida, North Carolina and Washington. Neal has previously worked with ONEAMERICA SECURITIES, INC. and THRIVENT INVESTMENT MANAGEMENT INC.. Neal holds Series 6, 7, 24, 65 and 66 securities licenses. Neal is also a Certified Financial Planner and Chartered Financial Consultant. Neal has experience in various investment areas including financial planning, portfolio management, and educational seminars. Neal is committed to providing clients with personalized financial advice and strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Third party asset management, services
1
2
FL
01/06/2025 - Present
G. A. Repple & Co. (SAINT PETERSBURG FL)
FL
01/23/2003 - 12/31/2009
ONEAMERICA SECURITIES, INC. (ST PETERSBURG FL)
MN
07/13/1988 - 12/20/2002
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 06/03/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/11/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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