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Neal Patrick Ryan

Piper Sandler & Co.

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About Neal Patrick Ryan

Neal Ryan is an active broker with Piper Sandler & Co., with over 35 years of experience in the financial industry. Neal holds multiple licenses including Series 7, 24, 55, 57TO, and 63. Neal joined Piper Sandler & Co. in 2020, bringing over 20 years of experience with Sandler, O'Neill & Partners, L.P. prior. Neal's previous affiliations include CIBC World Markets Corp., J.P. Morgan Securities Inc., and Dean Witter Reynolds Inc.

Firm Information

Neal Ryan is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Neal Ryan’s Registration & Firm History

NY

01/03/2020 - Present

Piper Sandler & Co. (NEW YORK NY)

NY

07/31/2002 - 01/03/2020

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

NY

03/06/2000 - 05/06/2002

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

04/18/1997 - 02/25/2000

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/31/1986 - 04/28/1997

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

04/23/1985 - 05/05/1986

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 06/21/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Neal Patrick Ryan.
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