Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Loftus is a financial advisor with over 11 years of experience in the industry. Neal is currently registered with Athene Securities, LLC, and Apollo Global Securities, LLC. Neal has held previous positions with Barings Securities LLC, Performance Trust Capital Partners, LLC, and Invesco Distributors, Inc. Neal has a broad background in financial services, holding both Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
05/18/2023 - Present
Athene Securities, LLC (WEST DES MOINES IA)
NC
01/25/2019 - 07/19/2022
BARINGS SECURITIES LLC (CHARLOTTE NC)
IL
03/24/2015 - 01/22/2019
PERFORMANCE TRUST CAPITAL PARTNERS, LLC (CHICAGO IL)
IL
01/25/2012 - 03/23/2015
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
BOTH
Issued 03/01/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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