Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Patrick Burgess is a financial advisor based in Casper, Wyoming. Neal has been in the financial services industry since 1998. Neal has a Series 7, Series 9, Series 10, and Series 63 licenses. Neal works for Morgan Stanley. Neal's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Primevest Financial Services, Inc., and Edward Jones. Neal has been registered in the state of Wyoming since 2011 and is also registered in 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WY
04/28/2022 - Present
Morgan Stanley (CASPER WY)
WY
09/22/2011 - 05/02/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CASPER WY)
WY
01/03/2011 - 09/23/2011
WELLS FARGO ADVISORS, LLC (GILLETTE WY)
WY
06/18/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CASPER WY)
MN
01/13/2000 - 06/15/2001
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MO
05/27/1998 - 01/10/2000
EDWARD JONES (ST. LOUIS MO)
IA
Issued 05/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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