Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Patel is a financial professional with over 6 years of experience in the industry. Neal is currently registered with Wells Fargo Securities, LLC and holds Series 63, SIE, and Series 79 licenses. Neal is registered to offer securities in 53 states and the District of Columbia. Neal has a broad range of experience in the financial industry, providing investment banking services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/18/2017 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 12/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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