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Neal Owen Rohrs

Harbour Investments, Inc.

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About Neal Owen Rohrs

Neal Owen Rohrs is a financial advisor with Harbour Investments, Inc. Neal is a Series 6 and Series 63 licensed representative with over 30 years of experience in the financial services industry. Neal specializes in providing financial planning, portfolio management, and investment management services to individuals, families, and businesses. Neal's prior experience includes roles with INVEST FINANCIAL CORPORATION, JEFFERSON PILOT SECURITIES CORPORATION, PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA.

Firm Information

Neal Rohrs is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Neal Rohrs’s Registration & Firm History

MI

01/18/2013 - Present

Harbour Investments, Inc. (CHARLOTTE MI)

MI

10/06/2006 - 01/31/2013

INVEST FINANCIAL CORPORATION (CHARLOTTE MI)

IN

09/06/1994 - 11/08/2004

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

NJ

01/05/1990 - 08/30/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

01/05/1990 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

NA

10/08/1986 - 05/10/1989

FIRST AMERICAN NATIONAL SECURITIES, INC.

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Licenses & Designations

BC

Issued 10/07/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neal Owen Rohrs.
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