Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Regino is a financial advisor with over 14 years of experience in the industry. Neal is registered with Equity Services, Inc. in Pennsylvania, and is also a registered investment advisor in Pennsylvania. Neal has a wide range of experience in the financial services industry, including working with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lincoln Financial Advisors Corporation, and Vanguard Marketing Corporation. Neal is a graduate of The Shipley School and has served on the school's Board of Trustees and Alumni Council. Neal is also a member of the William Tripplety Youth Development Foundation Advisory Board. Neal's specialties include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. Neal is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/10/2015 - Present
Equity Services, Inc. (MEDIA PA)
PA
02/24/2012 - 09/11/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)
IN
01/04/2011 - 02/09/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
04/09/2008 - 08/19/2010
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 05/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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