Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Nisargand is a registered representative with Bofa Securities, Inc. Neal is located in Palo Alto, CA, and has been working in the financial services industry since September 2014. Neal has passed the Series 63, Series 24, SIE, and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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2
CA
02/25/2022 - Present
Bofa Securities, Inc. (PALO ALTO CA)
CA
08/11/2014 - 01/26/2022
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
BC
Issued 04/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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