Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Koenig has been in the financial services industry since 2002. Neal is currently registered with Nationwide Investment Services Corp. in Columbus, Ohio. Neal holds Series 6, 63, and 65 licenses, and the SIE exam. Neal is registered as an investment advisor in Ohio. Neal was previously registered with Adviser Dealer Services, Inc. in Dublin, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
10/07/2005 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
OH
10/06/2002 - 08/26/2005
ADVISER DEALER SERVICES, INC. (DUBLIN OH)
BC
Issued 02/06/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Neal Koenig is the right advisor for you? Invested Better is here to help.
