Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Lowe Waters is a financial professional with over 38 years of experience in the securities industry. Neal is currently registered with Nylife Securities LLC in Henderson, NV. Neal has passed the Series 6, Series 22, Series 63, and SIE exams. Neal is registered with the following states: Arizona, California, Colorado, Idaho, Maryland, Nevada, North Carolina, Pennsylvania, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NV
05/29/1985 - Present
Nylife Securities LLC (HENDERSON NV)
BC
Issued 07/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/04/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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