Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Louis Sweeney is a registered investment advisor representative with SPC. Sweeney has over 20 years of experience in the financial industry. Sweeney is registered with the state of Virginia and Arkansas and holds Series 6, 63, and 65 licenses, as well as the SIE exam. Sweeney specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations. Sweeney is also a licensed insurance agent and volunteers as an assistant wrestling coach at Huguenot High School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
VA
08/05/2016 - Present
SPC (N. Chesterfield VA)
VA
02/04/2014 - 02/14/2014
QUESTAR CAPITAL CORPORATION (N. CHESTERFIELD VA)
VA
05/02/2011 - 02/05/2014
SAMMONS SECURITIES COMPANY, LLC (N. CHESTERFIELD VA)
VA
10/29/1999 - 05/05/2011
HORACE MANN INVESTORS INC (RICHMOND VA)
IA
Issued 08/03/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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