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Neal Litton

Usaa Investment Services Co.

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About Neal Litton

Neal Litton is a registered representative with USAA Investment Services Co. with over 9 years of experience in the financial services industry. Neal is registered in 53 states and the District of Columbia. Neal's primary office location is in Plano, TX at 7300 Parkwood Blvd., Building A, 3rd Floor. Neal has been registered with USAA Investment Services Co. since July 2022. Before joining USAA Investment Services Co. Neal worked at Charles Schwab & Co., Inc. and USAA Financial Advisors, Inc. and several other companies. Neal holds FINRA licenses Series 7, Series 63, and Series 65. Neal is also licensed in 1 state.

Firm Information

Neal Litton is currently registered with Usaa Investment Services Co.. USAA Investment Services Co. is a corporation headquartered in San Antonio, TX, formed in September 1988. They offer financial planning and other advisory services to individuals and high-net-worth individuals. The firm is registered with the SEC and holds licenses in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a total of 150 registered representatives and 109 investment adviser representatives.
Usaa Investment Services Co.

9800 FREDERICKSBURG ROAD

SAN ANTONIO, TX 78288-0227

Not reported

Assets Under Management

1,609

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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referrals

Referrals

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Referral fees pursuant to a referral agreement

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Neal Litton’s Registration & Firm History

TX

07/08/2022 - Present

Usaa Investment Services Co. (Plano TX)

TX

06/27/2019 - 06/15/2022

CHARLES SCHWAB & CO., INC. (Westlake TX)

TX

03/23/2015 - 06/12/2019

USAA FINANCIAL ADVISORS, INC. (ADDISON TX)

TX

10/31/2014 - 01/27/2015

W&S BROKERAGE SERVICES, INC. (ARLINGTON TX)

TX

02/01/2013 - 10/03/2014

FIRST COMMAND FINANCIAL PLANNING, INC. (PLANO TX)

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Licenses & Designations

IA

Issued 09/03/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/07/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Neal Litton. Review regulatory record here.
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