Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Roehrs is a registered investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Neal has over 30 years of experience in the securities industry. Neal is licensed to provide securities and investment advisory services in 11 states. Neal is affiliated with the firm's Lincoln, NE and Omaha, NE branch offices. Neal has previously held positions at Citigroup Global Markets Inc., Lehman Brothers Inc., and Dain Bosworth Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
11/27/2006 - Present
Wells Fargo Advisors Financial Network, LLC (LINCOLN NE)
NE
07/31/1993 - 11/17/2006
CITIGROUP GLOBAL MARKETS INC. (LINCOLN NE)
NY
05/21/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/03/1988 - 06/01/1993
DAIN BOSWORTH INCORPORATED
IA
Issued 08/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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