Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Lee Hawkins is a registered representative and investment banking professional with over 13 years of experience in the financial services industry. Neal is currently associated with Lincoln International LLC, a leading global mid-market investment bank, where he is responsible for providing advisory services to a wide range of clients. Prior to joining Lincoln International, Neal held positions at Equibase Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and LaSalle Financial Services, Inc., where he gained experience in various areas of the financial industry, including mergers and acquisitions, capital markets, and investment banking. Neal is a Series 7, Series 24, Series 63, and Series 79TO licensed professional and holds a SIE designation. Neal has a strong understanding of the financial markets and a commitment to providing clients with high-quality investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/22/2015 - Present
Lincoln International LLC (CHICAGO IL)
IL
08/30/2011 - 12/23/2013
EQUIBASE CAPITAL MARKETS, LLC (CHICAGO IL)
NY
11/01/2010 - 08/04/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
12/20/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
IL
08/23/2007 - 05/29/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
BC
Issued 10/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Neal Hawkins is the right advisor for you? Invested Better is here to help.
