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Neal Joseph Sullivan

Leerink Partners LLC

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About Neal Joseph Sullivan

Neal Sullivan is a financial advisor with over 20 years of experience in the industry. Neal is currently registered with Leerink Partners LLC, where they have been since 2003. Neal has a broad range of experience and holds the Series 63, Series 7, and SIE licenses. Neal is registered in 16 states.

Firm Information

Neal Sullivan is currently registered with Leerink Partners LLC. Leerink Partners LLC is a Limited Liability Company formed in July 2007. It is registered in all 50 states and the District of Columbia. The firm has one SEC registration and is actively registered with state regulators.

Not reported

Assets Under Management

Not reported

Total Clients

76

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neal Sullivan’s Registration & Firm History

MA

10/29/2003 - Present

Leerink Partners LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 07/02/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Neal Joseph Sullivan.
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