Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal McKenna is an active Registered Representative and Investment Advisor Representative with Santander Securities LLC. Neal has been in the financial industry since 2009 and is registered with the Securities and Exchange Commission (SEC). Neal is also a registered principal with Santander Securities LLC. Neal has a diverse background in the financial industry, having worked for several firms including TD AMERITRADE, INC., TD Wealth Management Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., BancNorth Investment Group, Inc., PrimeVest Financial Services, Inc., and UBS Financial Services Inc. Neal is dedicated to providing sound financial advice to individuals, businesses and institutions. Neal offers a variety of financial services including financial planning, portfolio management for businesses, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
12/12/2016 - Present
Santander Securities LLC (Boston MA)
MA
03/05/2015 - 10/04/2016
TD AMERITRADE, INC. (Peabody MA)
MA
12/15/2009 - 05/24/2010
TD WEALTH MANAGEMENT SERVICES INC. (PEABODY MA)
MA
10/23/2009 - 10/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MARBLEHEAD MA)
MA
07/11/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BURLINGTON MA)
MA
01/01/2005 - 07/12/2007
BANCNORTH INVESTMENT GROUP, INC. (HAVERHILL MA)
MN
10/05/2004 - 01/01/2005
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NJ
12/06/2002 - 08/27/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 04/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/21/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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