Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Clement is a financial advisor who has been in the industry since March 1998. Neal is currently registered with Stifel, Nicolaus & Company, Inc. in TUPELO, MS. Neal has experience with multiple firms including Sterne, Agee & Leach, Inc., Stanford Group Company, and FSC Securities Corporation. Neal is currently registered as a Broker and Investment Advisor in multiple states including Alabama, Arkansas, California, Florida, Georgia, Illinois, Iowa, Kansas, Louisiana, Mississippi, Missouri, Nevada, New Jersey, Ohio, Oklahoma, Pennsylvania, Tennessee, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
11/21/2017 - Present
Stifel, Nicolaus & Company, Inc. (TUPELO MS)
MS
03/10/2009 - 07/07/2015
STERNE, AGEE & LEACH, INC. (TUPELO MS)
MS
06/08/2006 - 03/11/2009
STANFORD GROUP COMPANY (TUPELO MS)
MS
03/05/1998 - 07/07/2006
FSC SECURITIES CORPORATION (TUPELO MS)
BOTH
Issued 12/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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