Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Jerome Quirk is a registered representative at Guggenheim Securities, LLC and has been in the financial services industry since June 13, 2017. Neal has a wide range of experience in the financial services industry, having previously worked at Harris Williams and Raymond James & Associates, Inc. Neal has passed the Series 7, 31, 66, 79TO and SIE examinations. Neal is registered in Georgia as a broker and has a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
05/16/2022 - Present
Guggenheim Securities, LLC (Atlanta GA)
VA
07/16/2019 - 03/25/2022
HARRIS WILLIAMS (RICHMOND VA)
GA
08/14/2014 - 11/03/2016
RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)
BC
Issued 10/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/03/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 07/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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