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Neal Jared Fischer

BA Securities, LLC

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About Neal Jared Fischer

Neal Jared Fischer is a financial advisor with Ba Securities, LLC. Neal has been in the financial industry since 2009. Neal has experience in the Investment Banking and Financial Services industry. Neal holds FINRA Series 7, 24, 79 and 82TO licenses, and is a registered representative in California, Delaware, Florida and Pennsylvania. Neal has been registered as a Financial Advisor in Pennsylvania. Neal's previous employers include Gordian Investments, LLC, Burrill Securities, Janney Montgomery Scott LLC, Greenwich Global, LLC, and Fordham Financial Management, Inc.

Firm Information

Neal Fischer is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neal Fischer’s Registration & Firm History

PA

07/12/2023 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

10/16/2014 - 07/27/2023

GORDIAN INVESTMENTS, LLC (New York NY)

CA

06/14/2013 - 10/14/2014

BURRILL SECURITIES (SAN FRANCISCO CA)

PA

08/07/2006 - 01/09/2009

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

NJ

03/16/2005 - 02/28/2006

GREENWICH GLOBAL, LLC (HIGHLANDS NJ)

NY

03/01/2005 - 03/08/2005

FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)

CT

01/05/2005 - 02/24/2005

GREENWICH GLOBAL, LLC (WILTON CT)

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Licenses & Designations

BC

Issued 10/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/09/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/04/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neal Jared Fischer.
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