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Neal J Carlson

Thrivent Investment Management Inc.

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About Neal J Carlson

Neal Carlson is a financial advisor with over 10 years of experience in the industry. Neal Carlson is currently registered with Thrivent Investment Management Inc. and has been with the firm since August 2017. Previously Neal Carlson was registered with CRI SECURITIES, LLC, SECURIAN FINANCIAL SERVICES, INC., WELLS FARGO ADVISORS, LLC, and WELLS FARGO INVESTMENTS, LLC. Neal Carlson holds the Series 7, Series 24, and Series 66 securities licenses, as well as the SIE. Neal Carlson has a background in financial planning and portfolio management for individuals and businesses. Neal Carlson's clients include individuals, families, and businesses.

Firm Information

Neal Carlson is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Neal Carlson’s Registration & Firm History

MN

08/08/2017 - Present

Thrivent Investment Management Inc. (MINNEAPOLIS MN)

MN

03/05/2014 - 06/27/2017

CRI SECURITIES, LLC (ST PAUL MN)

MN

08/01/2013 - 06/27/2017

SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)

MN

01/03/2011 - 06/18/2013

WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)

MN

02/19/2008 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)

MN

07/09/2007 - 01/22/2008

THRIVENT INVESTMENT MANAGEMENT INC. (ROSEVILLE MN)

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Licenses & Designations

BOTH

Issued 08/24/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/25/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neal J Carlson.
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