Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Gordon is a financial advisor with over 13 years of experience in the financial services industry. Neal is currently registered with LPL Financial LLC and holds Series 7 and 66 securities licenses, as well as the SIE exam. Neal has prior experience with Raymond James Financial Services, Inc., MML Investors Services, LLC, MSI Financial Services, Inc., J.P. Morgan Securities LLC, Chase Investment Services Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Neal is a Chartered Financial Consultant and specializes in helping individuals, families, and businesses achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
10/24/2023 - Present
LPL Financial LLC (ROCKAWAY NJ)
NJ
02/07/2018 - 06/09/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (CALDWELL NJ)
NJ
03/25/2017 - 01/31/2018
MML INVESTORS SERVICES, LLC (Fairfield NJ)
NJ
10/23/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Fairfield NJ)
NJ
10/01/2012 - 10/29/2015
J.P. MORGAN SECURITIES LLC (MIDLAND PARK NJ)
NJ
11/11/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (OAKLAND NJ)
NJ
11/19/2009 - 11/02/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYNE NJ)
BOTH
Issued 12/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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