Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Oberto is a financial professional with over 12 years of experience in the financial services industry. Neal is currently registered with Osaic Wealth, Inc., a firm that provides investment advisory services to a wide range of clients. Neal holds a variety of licenses and designations, including the Series 6, 7, 24, 51, 63, and 66 securities licenses, as well as the Certified Financial Planner designation. Prior to joining Osaic Wealth, Inc., Neal worked at FSC Securities Corporation and PFS Investments Inc., where Neal gained valuable experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
01/03/2024 - Present
Osaic Wealth, Inc. (YARDLEY PA)
PA
09/21/2015 - 11/03/2023
FSC SECURITIES CORPORATION (LANGHORNE PA)
PA
04/29/2011 - 02/24/2012
PFS INVESTMENTS INC. (SOUDERTON PA)
BOTH
Issued 11/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2024
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/28/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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