Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Francis MacLean is a financial professional with over 25 years of experience in the industry. Neal is currently registered with William Blair, where Neal is a registered representative. Previously, Neal has been registered with Deutsche Bank Securities Inc., Thomas Weisel Partners LLC, SG Cowen Securities Corporation, and Cowen & Co. Neal holds licenses for Series 7, 9, 10, 24, and 63 exams. Neal specializes in investment advisory services for high net worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
10/16/2019 - Present
William Blair (BOSTON MA)
MA
07/10/2007 - 10/11/2019
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
MA
07/26/1999 - 04/30/2007
THOMAS WEISEL PARTNERS LLC (BOSTON MA)
NY
07/01/1998 - 06/30/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
08/23/1994 - 07/01/1998
COWEN & CO. (NEW YORK NY)
BC
Issued 09/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/02/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/22/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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