Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Leschel is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Neal's professional career in the financial industry began in 1987. Neal has been registered with Wells Fargo Clearing Services, LLC since 2009 and has also worked with UBS Financial Services Inc. in the past. Neal has a wide range of experience in the financial industry, including experience with financial planning, portfolio management, and pension consulting. Neal holds various licenses and certifications, including Series 7, 8, 63, and 65 licenses. Neal is currently registered with the states of Florida and New Mexico and has also previously been registered with 12 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/26/2021 - Present
Wells Fargo Clearing Services, LLC (AVENTURA FL)
FL
09/23/1987 - 05/21/2009
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
IA
Issued 02/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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