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Neal Eric Neilinger

Third Seven Capital LLC

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About Neal Eric Neilinger

Neal Eric Neilinger is a financial professional with over 25 years of experience in the industry. He is currently registered with Third Seven Capital LLC in Florida. Neal has previously worked with several firms including Jefferies LLC, INTE Securities LLC, Kimberlite Advisors, LLC, Omnicap, LLC, Aladdin Capital LLC, NS Global Securities LLC, Dresdner Kleinwort Wasserstein Securities LLC, Dresdner Kleinwort Wasserstein - Grantchester, Inc., Paribas Corporation, Deutsche Bank Securities Inc., Lehman Brothers Inc., Lehman Government Securities Inc., Lehman Special Securities Inc., and Bear, Stearns & Co. Inc.

Firm Information

Neal Neilinger is currently registered with Third Seven Capital LLC. Third Seven Capital LLC is a Limited Liability Company formed on July 6, 2011, with a status of Approved. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Third Seven Capital LLC has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neal Neilinger’s Registration & Firm History

FL

07/07/2023 - Present

Third Seven Capital LLC (Palm Beach Gardens FL)

FL

04/15/2021 - 03/16/2023

JEFFERIES LLC (MIAMI FL)

FL

09/07/2018 - 04/29/2021

INTE SECURITIES LLC (BOCA RATON FL)

NY

11/19/2015 - 01/20/2017

KIMBERLITE ADVISORS, LLC (NEW YORK NY)

NY

01/03/2014 - 10/22/2015

OMNICAP, LLC (NEW YORK NY)

CT

12/22/2008 - 01/19/2012

ALADDIN CAPITAL LLC (STAMFORD CT)

CT

01/10/2008 - 11/25/2008

NS GLOBAL SECURITIES LLC (GREENWICH CT)

NY

07/14/2000 - 05/19/2005

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

02/06/2002 - 04/01/2003

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC. (NEW YORK NY)

NY

03/14/2000 - 07/10/2000

PARIBAS CORPORATION (NEW YORK NY)

NY

08/14/1998 - 05/10/1999

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

12/04/1991 - 09/16/1997

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

12/04/1991 - 10/23/1995

LEHMAN GOVERNMENT SECURITIES INC.

NA

12/04/1991 - 07/18/1994

LEHMAN SPECIAL SECURITIES INC.

NY

03/22/1988 - 10/02/1991

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/09/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/26/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/19/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neal Eric Neilinger.
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