Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Edward Doty is an Investment Advisor Representative with LPL Financial LLC, a firm headquartered in Fort Mill, South Carolina. Neal has been in the securities industry since October 1991. Neal has worked previously for Robert W. Baird & Co. Incorporated, Summit Investment Corporation, and John G. Kinnard And Company, Incorporated. Neal is currently registered in Minnesota and Texas as an Investment Advisor Representative, and is also registered in Minnesota, Florida, Massachusetts, Washington, and Wisconsin as a Broker. Neal's primary office location is 11500 Nevada Ave S, Minneapolis, MN 55438-2819.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
01/11/2023 - Present
LPL Financial LLC (MINNEAPOLIS MN)
WI
03/26/1997 - 09/06/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MN
01/05/1995 - 03/17/1997
SUMMIT INVESTMENT CORPORATION (MINNEAPOLIS MN)
MN
09/26/1991 - 12/23/1994
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
BC
Issued 10/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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