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Neal David evans Griffin

22V Securities LLC

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About Neal David evans Griffin

Neal David evans Griffin is a securities professional with over 30 years of experience in the financial industry. Neal is currently registered with 22v Securities LLC and LPS Capital LLC. Neal has held previous positions with EVERCORE GROUP L.L.C., INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC, PAINEWEBBER INCORPORATED, and CHATFIELD DEAN & CO., INC. Neal holds the Series 7, Series 24, Series 55, Series 57TO, Series 99TO, and SIE licenses. Neal is also registered in Connecticut, Florida, New Jersey, New York, and Tennessee.

Firm Information

Neal Griffin is currently registered with 22V Securities LLC. 22V Securities LLC is a Limited Liability Company formed on August 4, 2022. The firm is registered in New York and is approved for both state and SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neal Griffin’s Registration & Firm History

NY

08/13/2024 - Present

22V Securities LLC (GARDEN CITY NY)

NY

12/23/2015 - 09/06/2022

EVERCORE GROUP L.L.C. (NEW YORK NY)

NY

01/18/1995 - 12/31/2015

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)

NJ

09/19/1991 - 01/22/1993

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

CO

07/31/1991 - 08/19/1991

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 08/05/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2022

Series 24 - General Securities Principal Examination

BC

Issued 08/13/2024

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/30/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neal David evans Griffin.
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