Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Dingmann is a financial advisor with Truist Securities, Inc., working in the Houston, TX office. Neal has been in the industry since June 29, 2000, and is registered to provide securities services in 52 states. Prior to joining Truist Securities, Inc., Neal worked at firms including Wunderlich Securities, Inc., Dahlman Rose & Company, LLC, Pritchard Capital Partners, LLC, M. S. Howells & Co., Banc of America Securities LLC, RBC Dain Rauscher Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Neal holds the Series 7, Series 52, Series 63, Series 86, Series 87 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/18/2010 - Present
Truist Securities, Inc. (HOUSTON TX)
TX
01/02/2009 - 11/12/2010
WUNDERLICH SECURITIES, INC. (HOUSTON TX)
TX
01/16/2007 - 12/23/2008
DAHLMAN ROSE & COMPANY, LLC (HOUSTON TX)
TX
03/06/2006 - 12/18/2006
PRITCHARD CAPITAL PARTNERS, LLC (HOUSTON TX)
AZ
05/04/2004 - 06/08/2006
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
NY
06/25/2002 - 05/07/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/22/2000 - 05/30/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
11/19/1999 - 04/17/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/19/1999 - 02/17/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/15/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1993
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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