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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Clemens is a financial advisor with Cambridge Investment Research Advisors, Inc. Neal has been a financial advisor for over 30 years and has extensive experience working with clients in a variety of financial planning areas. Neal has been with Cambridge since June 2019 and has previously been affiliated with a number of other firms, including USA Financial Securities Corporation and CFD Investments, Inc. Neal is a Registered Representative and Investment Advisor Representative for the firm. Neal is dedicated to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
06/27/2019 - Present
Cambridge Investment Research Advisors, Inc. (Sugarcreek OH)
OH
07/14/2016 - 06/27/2019
USA FINANCIAL SECURITIES CORPORATION (SUGARCREEK OH)
OH
10/22/2004 - 07/20/2016
CFD INVESTMENTS, INC. (Sugarcreek OH)
MA
05/20/2004 - 10/21/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/20/2004 - 10/21/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
AL
01/04/1997 - 06/18/2004
PROEQUITIES, INC. (BIRMINGHAM AL)
OH
06/01/1995 - 12/31/1996
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
DE
07/19/1994 - 06/20/1995
PML SECURITIES COMPANY (NEWARK DE)
DE
10/31/1990 - 11/09/1994
COVENANT SECURITIES, INC. (NEWARK DE)
IA
01/30/1989 - 06/12/1989
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
NA
03/31/1986 - 12/21/1987
AMEV INVESTORS, INC.
BC
Issued 10/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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