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Neal Davenport

THE O.n. Equity Sales Co.

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About Neal Davenport

Neal Davenport is a financial professional with over 14 years of experience in the industry. Neal currently works for The O.n. Equity Sales Co., where they are registered with FINRA. Neal has passed the Series 6TO, SIE, and Series 6 exams.

Firm Information

Neal Davenport is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neal Davenport’s Registration & Firm History

OH

09/16/2019 - Present

THE O.n. Equity Sales Co. (Cincinnati OH)

MN

08/03/2005 - 08/19/2005

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 09/14/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/31/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neal Davenport.
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