Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Anton Martin is a financial professional with over 29 years of experience in the industry. Currently, Neal is registered with Morgan Stanley in Alpharetta, Georgia. Prior to joining Morgan Stanley, Neal was a registered representative with E*TRADE SECURITIES LLC in Alpharetta, Georgia. Neal has held various roles throughout their career, including positions with TD AMERITRADE, INC., WASHINGTON DISCOUNT BROKERAGE CORP., and WATERHOUSE SECURITIES, INC. Neal is well-versed in various financial products and services, including asset allocation advice, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
01/18/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
12/21/2016 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
09/12/2006 - 08/29/2016
E*TRADE SECURITIES LLC (ALPHARETTA GA)
NJ
04/23/1998 - 07/05/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
12/18/1997 - 04/16/1998
WASHINGTON DISCOUNT BROKERAGE CORP. (NEW YORK NY)
NA
05/30/1994 - 12/03/1997
WATERHOUSE SECURITIES, INC.
NA
08/30/1993 - 04/07/1994
SOUTH RICHMOND SECURITIES, INC.
BC
Issued 09/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 04/09/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/18/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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