Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Alfred Waner is a financial advisor with LPL Financial LLC. Neal has over 39 years of experience in the financial services industry, specializing in providing comprehensive financial planning, investment management, and consulting services to individuals, families, businesses, and retirement plans. Neal holds the Series 7, 24, 63, and 65 licenses as well as the SIE and Series 6TO exams. Neal is also a Certified Financial Planner™ professional. Neal has been affiliated with LPL Financial LLC since November 2017 and previously worked with National Planning Corporation and Sentra Securities Corporation. Neal is currently registered in 43 states and the District of Columbia to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/17/2019 - Present
LPL Financial LLC (REDLANDS CA)
CA
06/02/2003 - 11/29/2017
NATIONAL PLANNING CORPORATION (REDLANDS CA)
AZ
06/25/1993 - 06/04/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NA
03/26/1991 - 06/11/1993
THE PERKINS GROUP
TX
11/08/1989 - 03/28/1991
KAVANAUGH SECURITIES, INC. (DALLAS TX)
NA
08/21/1984 - 11/15/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 05/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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