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Nazia B. Rathore

Citigroup Global Markets Inc.

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About Nazia B. Rathore

Nazia B. Rathore is a financial advisor with Citigroup Global Markets Inc. Nazia B. Rathore has been a registered representative for 4 years and has been in the securities industry for 4 years. Nazia B. Rathore is also an investment advisor representative. Nazia B. Rathore is registered with both FINRA and the state of Illinois. Nazia B. Rathore has passed the Series 63, Series 65, Series 7, and SIE exams. Nazia B. Rathore previously worked at J.P. Morgan Securities LLC. Nazia B. Rathore provides portfolio management, financial planning, and asset allocation advice to individuals, businesses, corporations, and charitable organizations.

Firm Information

Nazia Rathore is currently registered with Citigroup Global Markets Inc.. Citigroup Global Markets Inc. is a corporation headquartered in NEW YORK, NY, United States. Formed in October 1998, the firm has over 10,000 licensed agents, investment advisor representatives, and registered representatives. They manage over $40 billion in assets, including discretionary and non-discretionary accounts. Citigroup Global Markets Inc. provides a wide range of advisory services, including financial planning, pension consulting, asset allocation advice, publication of periodicals, and selection of other advisers. They cater to various client types, including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm participates in wrap fee programs and has been registered with the SEC and in 53 states.
Citigroup Global Markets Inc.

Citi Wealth Management, Sales

Chicago, IL 60606

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nazia Rathore’s Registration & Firm History

IL

12/16/2022 - Present

Citigroup Global Markets Inc. (Chicago IL)

IL

01/18/2019 - 06/13/2022

J.P. MORGAN SECURITIES LLC (OAK BROOK IL)

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Licenses & Designations

IA

Issued 12/12/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 2/1/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/13/2023

Series 7TO - General Securities Representative Examination

BC

Issued 1/18/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/31/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nazia B. Rathore.
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