Unclaimed
Nawon Baek is a financial professional with over 5 years of experience in the industry. Nawon has a strong background in securities and investment banking, having held roles at several well-known firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America Securities, Inc., and Independent Brokerage Solutions LLC. Nawon is currently registered with Blackrock Investments, LLC. Nawon is licensed to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2023 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
06/08/2022 - 09/29/2022
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
NY
05/10/2019 - 03/01/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/13/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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