Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Navroz? Claim Your ProfileNavroz Maneck Patel is a financial advisor with Capital Client Group, Inc. with offices in Los Angeles, CA. Navroz holds Series 7TO, Series 6TO, Series 24, Series 26, and SIE licenses and has been in the industry since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
05/26/2020 - Present
Capital Client Group, Inc. (Los Angeles CA)
BC
Issued 06/22/2024
Series 24 - General Securities Principal Examination
BC
Issued 09/21/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/26/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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