linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Navjot Thind

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Navjot? Claim Your Profile

About Navjot Thind

Navjot Thind is a financial professional with over 2 years of experience in the securities industry. Navjot has a Series 99TO and SIE license. Navjot currently works for Mizuho Securities USA LLC and previously worked for Credit Agricole Securities (USA) Inc. Navjot is registered with FINRA and has an active Broker-Dealer license.

Firm Information

Navjot Thind is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Navjot Thind’s Registration & Firm History

NY

05/21/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

08/09/2021 - 05/24/2024

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

Not sure if Navjot Thind is right for you?

Licenses & Designations

BC

Issued 08/07/2021

Series 99TO - Operations Professional Examination

BC

Issued 05/24/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Navjot Thind.
Not sure if Navjot Thind is right for you?