Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Navid? Claim Your ProfileNavid Tofigh is an active investment advisor representative registered with Wells Fargo Clearing Services, LLC. Navid's professional career in the financial services industry began in May 2008, when he joined Wells Fargo Investments, LLC. In 2011 Navid moved to Wells Fargo Clearing Services, LLC. Navid holds the Series 66, Series 7 and SIE licenses. Navid is licensed in 15 states including Arizona, California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Rhode Island, and Washington. Navid is also registered as an Investment Advisor Representative in Arizona and New Jersey. Navid is currently a Treasurer of Woman Life Freedom NYC Foundation, a non-profit organization based in New York City. Navid has been affiliated with Wells Fargo Clearing Services, LLC since November 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2011 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
AZ
05/02/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PHOENIX AZ)
BOTH
Issued 05/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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