Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Navid? Claim Your ProfileNavid Mostoufi is a financial professional with over 15 years of experience in the industry. Navid is currently registered with Bofa Securities, Inc. in Portland, Oregon. Navid previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated in Columbus, Ohio, and Nationwide Investment Services Corporation, also in Columbus, Ohio. Navid holds a Series 6, 7, 24, 26, and 63 licenses as well as the SIE exam. Navid's expertise includes research-related services, publications, and financial advice for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
OR
05/10/2019 - Present
Bofa Securities, Inc. (PORTLAND OR)
OH
09/16/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)
OH
11/09/2009 - 09/12/2016
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
01/04/2010 - 12/31/2010
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
OH
01/08/2008 - 10/27/2009
AMERITAS INVESTMENT CORP. (CINCINNATI OH)
BC
Issued 08/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/07/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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