Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Naveen? Claim Your ProfileNaveen Gulati is a registered investment advisor with Pimco Investments LLC. Naveen has been in the financial services industry since 2010 and has a Series 3, 7, and 63 license. Naveen is registered in California and New York. Prior to joining Pimco Investments LLC, Naveen worked at Goldman, Sachs & Co. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/05/2014 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
NY
09/01/2008 - 07/26/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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