Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Naveed? Claim Your ProfileNaveed Lalani is a financial advisor with UBS Financial Services Inc. Naveed Lalani has been in the financial industry since 2013 and has experience working with Cambridge Investment Research, Inc., Invesco Distributors, Inc., and Scottrade, Inc.. Naveed Lalani is registered with the state of Georgia. Naveed Lalani's professional designations include Series 6, Series 7, Series 24, Series 63 and Series 65. UBS Financial Services Inc. is a full-service brokerage firm that provides financial planning, portfolio management, and other investment services to individual and institutional clients. The firm has a total of over $702 billion in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
10/02/2020 - Present
UBS Financial Services Inc. (Lawrenceville GA)
GA
10/29/2018 - 09/14/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (NORCROSS GA)
GA
04/03/2018 - 10/30/2018
INVESCO DISTRIBUTORS, INC. (ATLANTA GA)
GA
04/04/2016 - 03/26/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (NORCROSS GA)
GA
05/15/2014 - 10/23/2015
SCOTTRADE, INC. (DULUTH GA)
GA
05/17/2013 - 01/21/2014
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
07/02/2012 - 01/08/2013
WELLS FARGO ADVISORS, LLC (SNELLVILLE GA)
IA
Issued 02/17/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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