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Naveed Choudri

Mizuho Securities USA LLC

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About Naveed Choudri

Naveed Choudri is a securities professional with over 17 years of experience in the financial industry. Naveed currently works for Mizuho Securities USA LLC as a Registered Representative. Naveed has held previous roles at RBC Capital Markets, LLC, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC and BNP Paribas Securities Corp. Naveed's professional licenses include Series 4, Series 7TO, Series 17, Series 24, Series 57 and Series 63. Naveed is registered with the Financial Industry Regulatory Authority (FINRA) and in 52 states.

Firm Information

Naveed Choudri is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Naveed Choudri’s Registration & Firm History

NY

09/19/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/11/2017 - 10/04/2019

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

06/02/2011 - 09/08/2017

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/23/2008 - 06/10/2011

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/04/2002 - 04/03/2008

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2014

Series 24 - General Securities Principal Examination

BC

Issued 06/13/2012

Series 4 - Registered Options Principal Examination

BC

Issued 09/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2016

Series 57 - Securities Trader Exam

BC

Issued 09/03/2002

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Naveed Choudri.
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