Unclaimed
Navdeep Paul Singh is a financial advisor with Houlihan Lokey Capital, Inc. Navdeep has been in the industry since 2012 and holds the Series 79, Series 63, Series 65 and SIE licenses. Navdeep is registered in New York and Pennsylvania. Navdeep previously worked at Duff & Phelps Securities LLC in Chicago.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/04/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
IL
03/19/2012 - 08/20/2012
DUFF & PHELPS SECURITIES LLC (CHICAGO IL)
BC
Issued 05/24/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/06/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/15/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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