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Naureen Quibria

Capital ONE Securities, Inc.

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About Naureen Quibria

Naureen Quibria is a financial professional with over 6 years of experience in the financial services industry. Naureen is currently registered with Capital One Securities, Inc. in McLean, Virginia, and holds Series 7, 7TO, 63, 86, 87 and SIE licenses. Naureen has previously held positions at Maxim Group LLC, Noble Capital Markets, Inc., B. Riley Securities, Inc., and JMP Securities LLC.

Firm Information

Naureen Quibria is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Naureen Quibria’s Registration & Firm History

VA

07/18/2022 - Present

Capital ONE Securities, Inc. (McLean VA)

NY

01/04/2021 - 06/17/2022

MAXIM GROUP LLC (NEW YORK NY)

NY

12/07/2020 - 01/07/2021

NOBLE CAPITAL MARKETS, INC. (New York NY)

NY

10/12/2020 - 12/03/2020

B. RILEY SECURITIES, INC. (NEW YORK NY)

NY

02/15/2019 - 09/17/2020

MAXIM GROUP LLC (NEW YORK NY)

NY

02/09/2016 - 03/10/2016

JMP SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/28/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2020

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/14/2019

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/10/2016

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Naureen Quibria.
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