Unclaimed
Naureen Quibria is a financial professional with over 6 years of experience in the financial services industry. Naureen is currently registered with Capital One Securities, Inc. in McLean, Virginia, and holds Series 7, 7TO, 63, 86, 87 and SIE licenses. Naureen has previously held positions at Maxim Group LLC, Noble Capital Markets, Inc., B. Riley Securities, Inc., and JMP Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
07/18/2022 - Present
Capital ONE Securities, Inc. (McLean VA)
NY
01/04/2021 - 06/17/2022
MAXIM GROUP LLC (NEW YORK NY)
NY
12/07/2020 - 01/07/2021
NOBLE CAPITAL MARKETS, INC. (New York NY)
NY
10/12/2020 - 12/03/2020
B. RILEY SECURITIES, INC. (NEW YORK NY)
NY
02/15/2019 - 09/17/2020
MAXIM GROUP LLC (NEW YORK NY)
NY
02/09/2016 - 03/10/2016
JMP SECURITIES LLC (NEW YORK NY)
BC
Issued 08/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/14/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/10/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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