Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nauman? Claim Your ProfileNauman Karim Rana is an investment advisor representative registered with Essex Financial Services, Inc. Nauman has been in the industry for over 20 years and has a wide range of experience in financial planning, portfolio management, and insurance. Nauman previously worked for Purshe Kaplan Sterling Investments, Fidelity Brokerage Services LLC, J.P. Morgan Securities LLC, and other firms. Nauman holds Series 4, 7, 24, and 63 licenses. Nauman specializes in working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
04/02/2024 - Present
Essex Financial Services, Inc. (ESSEX CT)
NY
07/18/2023 - 04/01/2024
PURSHE KAPLAN STERLING INVESTMENTS (Jericho NY)
NY
09/04/2015 - 05/10/2023
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
DE
03/26/2015 - 08/25/2015
J.P. MORGAN SECURITIES LLC (Newark DE)
NY
07/25/2007 - 02/27/2015
INVESTORS CAPITAL CORP. (NEW YORK NY)
NY
06/15/2004 - 08/14/2007
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
GA
06/03/2003 - 07/12/2004
RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)
NJ
11/21/2002 - 06/03/2003
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
08/19/2002 - 09/19/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
06/11/2002 - 08/07/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
03/07/2000 - 04/18/2002
QUICK & REILLY, INC. (NEW YORK NY)
NY
01/05/2000 - 03/28/2000
CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)
NY
10/11/1999 - 11/19/1999
MILLENNIUM SECURITIES CORP. (NEW YORK NY)
NY
06/18/1999 - 09/15/1999
CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)
IA
Issued 05/12/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2012
Series 24 - General Securities Principal Examination
BC
Issued 06/02/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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