Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natsumi? Claim Your ProfileNatsumi Uto is a financial professional with over 7 years of experience in the industry. Natsumi is currently registered with Vanguard Marketing Corp. and has a strong track record of success in providing investment advice to clients. Previously, Natsumi held roles with NUVEEN SECURITIES, LLC, WELLS FARGO FUNDS DISTRIBUTOR, LLC and DESTRA CAPITAL INVESTMENTS LLC. Natsumi holds the Series 7, Series 63, Series 65 and SIE licenses. Natsumi is licensed in 53 states and is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/07/2020 - Present
Vanguard Marketing Corp. (MALVERN PA)
IL
10/23/2017 - 11/19/2020
NUVEEN SECURITIES, LLC (CHICAGO IL)
WI
11/18/2016 - 10/10/2017
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
MT
04/19/2013 - 06/30/2016
DESTRA CAPITAL INVESTMENTS LLC (BOZEMAN MT)
IA
Issued 01/25/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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