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Natsuki Kaijima

Mufg Securities Americas Inc.

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About Natsuki Kaijima

Natsuki Kaijima is a securities professional with over 13 years of experience in the industry. Currently registered with MUFG Securities Americas Inc. as a General Securities Representative, Natsuki's career has been dedicated to providing expert financial guidance to clients. Natsuki holds a Series 7, Series 63, Series 79, and SIE license, demonstrating a commitment to staying current with the latest industry regulations and best practices.

Firm Information

Natsuki Kaijima is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Natsuki Kaijima’s Registration & Firm History

NY

03/19/2024 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

06/24/2010 - 03/06/2024

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/23/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Natsuki Kaijima.
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