Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natoria? Claim Your ProfileNatoria Tara Carter is a financial professional with over 15 years of experience in the industry. Natoria is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is located in Wilmington, Delaware. Prior to joining Merrill Lynch, Natoria worked at J.P. MORGAN SECURITIES LLC and BLACKROCK INVESTMENTS, LLC. Natoria holds several licenses, including Series 7, 6, 63, 99TO and SIE. Natoria specializes in providing portfolio management services to businesses, individuals, and investment companies. Natoria has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
04/10/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILMINGTON DE)
DE
11/04/2016 - 10/21/2021
J.P. MORGAN SECURITIES LLC (NEWARK DE)
DE
08/02/2007 - 02/20/2015
BLACKROCK INVESTMENTS, LLC (WILMINGTON DE)
BC
Issued 10/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 01/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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