Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natividad? Claim Your ProfileNatividad Diaz is a financial advisor at J.P. Morgan Institutional Investments Inc.. Natividad has been in the industry since 2005 and is registered in 11 states. Natividad holds a Series 63, Series 7 and SIE license. Natividad is an experienced financial advisor with a strong track record of success. Natividad is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/06/2012 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
04/17/2009 - 09/28/2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
09/08/2008 - 04/14/2009
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
12/15/2004 - 07/28/2008
SELIGMAN ADVISORS, INC. (NEW YORK NY)
BC
Issued 03/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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