Unclaimed
Nathaniel Wayne Brobst is a financial advisor with over 17 years of experience in the financial services industry. Nathaniel is a Registered Representative and Investment Advisor Representative with Commonwealth Financial Network. Nathaniel previously worked with Securities America, Inc. and TD Ameritrade. Nathaniel is a CERTIFIED FINANCIAL PLANNER™ professional. Nathaniel has a wide range of experience working with individuals, corporations, and charitable organizations. Nathaniel has specializations in retirement planning, investment management, and insurance. Nathaniel is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/25/2023 - Present
Commonwealth Financial Network (SAN DIEGO CA)
NE
06/24/2015 - 04/20/2023
SECURITIES AMERICA, INC. (OMAHA NE)
NE
04/22/2006 - 06/23/2015
TD AMERITRADE, INC. (OMAHA NE)
NE
10/10/2005 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 04/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2007
Series 4 - Registered Options Principal Examination
BC
Issued 12/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/20/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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