Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Tjoa is an active investment advisor representative, licensed in California and Iowa, with over 20 years of experience in the industry. Nathaniel currently works for Transamerica Financial Advisors, Inc., with a branch office located in Cedar Rapids, Iowa. Nathaniel is a registered representative in both California and Iowa and also has a Series 65 license which allows him to provide investment advisory services. Nathaniel's background includes previous roles with M Financial Securities Marketing, Inc., M Holdings Securities, Inc., and Foresters Financial Services, Inc., further demonstrating his expertise and experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IA
09/03/2024 - Present
Transamerica Financial Advisors, Inc. (Cedar Rapids IA)
OR
06/07/2022 - 08/23/2024
M FINANCIAL SECURITIES MARKETING, INC. (PORTLAND OR)
OR
03/27/2020 - 08/23/2024
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
NY
06/27/2003 - 10/31/2019
FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)
IA
Issued 07/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/18/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/26/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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